ComplianceQuest offers its clients a team of over 20 insurance and securities compliance professionals, with extensive experience in leading companies including Prudential, MetLife, New York Life, Allstate Financial Services, MONY, and the Main Street Management Company. We have broad experience in identifying and mitigating a wide range of compliance and ethics risks, and building top quality compliance and ethics programs, policies and procedures, and automated systems.

In addition to compliance, our team offers people with deep experience in most facets of the insurance and securities business, including underwriting and client acquisition, marketing and sales management, internal audit, training, and operations and back-office transactions, and mergers and acquisitions.

We understand compliance and the role of compliance departments in helping the company succeed in a highly competitive marketplace. All of our associates have been responsible for key compliance functions and projects, while proving themselves successful at building common purpose and mutual support with marketing, sales, and back-office management.